The high-level details of the tasks executed are described below. Please consult the relevant Oracle Database Upgrade Guides for more details. (Upgrading to the New Release of Oracle Database)
1 - Run the Database Pre-Upgrade Information Tool
- Connect to the SOA 11g database as a user with
SYSDBA
privileges to run the Pre-Upgrade tool: SQL> @$11g_ORACLE_HOME/rdbms/admin/utlu112i.sql
- The Pre-Upgrade Information Tool displays warnings about possible upgrade issues with the database.
- For invalid objects or invalid components, Oracle recommends running the the utlrp.sql before starting the upgrade as a means to minimize the number of invalid objects and components marked with WARNING.
- Take necessary measures based on the Pre-Upgrade tool output; in my case no corrective actions were required.
SOA Database 11.2.0.1 Pre-Upgrade Information Tool Sample Output
2 - Backup SOA Schemas (in 11.2.0.1)
2.1 Take necessary SOA schema backups
- in my development environment, a schema-mode export of the SOA schema was performed using Oracle Data Pump Export utility
- Refer Database Utilities Guide Chapter 2: Data Pump Export
2.2 Create export dump directory on the DB filesystem, say /u02/app/oracle/soa_expdp
2.3 Execute below SQL commands as SYSDBA:
2.4 Run Data Pump export utility
- Check for Invalid Objects. There should be no invalid objects in SYS and SYSTEM user schema.- in my development environment, a schema-mode export of the SOA schema was performed using Oracle Data Pump Export utility
- Refer Database Utilities Guide Chapter 2: Data Pump Export
2.2 Create export dump directory on the DB filesystem, say /u02/app/oracle/soa_expdp
2.3 Execute below SQL commands as SYSDBA:
SQL> CREATE DIRECTORY soadumpdir AS '/u02/app/oracle/soa_expdp';
SQL> GRANT READ, WRITE ON DIRECTORY soadumpdir TO system;
# cd $11g_ORACLE_HOME
# ./bin/expdp schemas=SOADEV_SOAINFRA directory=soadumpdir
dumpfile=expschema_soainfra.dmp logfile=expschema_soainfra.log
(where 'SOADEV' is the SOAINFRA schema prefix)
- on prompt for credentials specify sys/<sys_password> as sysdba- SOA schema export dump file will be copied over to location specified /u02/app/oracle/soa_expdp/expschema_soainfra.dmp3 - Install Database 11.2.0.4 Software
- Install 11.2.0.4 Database software on a new Oracle home to perform an out-of-place upgrade- Select the option to Install Database software only4 - Perform Sanity Operations (before upgrade)
4.1 Check Invalid Objects
SQL> select unique OBJECT_NAME, OBJECT_TYPE, OWNER from DBA_OBJECTS where STATUS='INVALID';
- Recompile invalid objects with utlrp.sql before the upgrade by running the utlrp.sql script, located in the $11204_ORACLE_HOME/rdbms/admin directory
SQL> @rdbms/admin/utlrp.sql
4.2 Check Duplicate Objects
- Always check for DUPLICATE objects in SYS/SYSTEM
SQL> select OBJECT_NAME, OBJECT_TYPE from DBA_OBJECTS where OBJECT_NAME || OBJECT_TYPE in (select OBJECT_NAME || OBJECT_TYPE from DBA_OBJECTS where OWNER='SYS') and OWNER='SYSTEM' and OBJECT_NAME not in ('AQ$_SCHEDULES_PRIMARY', 'AQ$_SCHEDULES', 'DBMS_REPCAT_AUTH');
- Fix DUPLICATE objects in SYS/SYSTEM BEFORE upgrade
4.3 Check Invalid Components
- Always check for NON VALID components
SQL> select substr(COMP_ID, 1,10) compid, substr(COMP_NAME,1,24) compname, STATUS, VERSION from DBA_REGISTRY where STATUS<>'VALID';
- Fix all NON VALID components BEFORE upgrade
4.4 Purge Recylce Bin
- If upgrading from 10g or 11g, purge the recyclebin
SQL> purge DBA_RECYCLEBIN;
5 - Upgrade SOA Database Using 11.2.0.4 DB Upgrade Assistant (DBUA)
- Run DB Upgrade Assistant from the 11.2.0.4 Oracle Home # cd $11.2.0.4_ORACLE_HOME # ./bin/dbua - Select the option to backup database using DBUA (optional step) - Summary of the steps performed during the database upgrade and Log files will be available at "$11.2.0.4_ORACLE_BASE/cfgtoollogs/dbua/<SID>/upgrade2"6 - Post Upgrade
- Perform sanity checks for any additional Invalid/Duplicate Objects and Components post upgrade - Add datafiles to SOAINFRA tablespace as recommended in the SOA 12c Upgrade Guide. As a good practice, refer the official Oracle SOA 12c Upgrade documentation for the latest updates